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MATTER OF PETITION OF PHILLIP A.C. (TERMINATION OF PARENTAL RIGHTS)

122 Nev. 1284, 149 P.3d 51 (2006) · 45119 · Nevada Supreme Court · December 28, 2006

Disposition:Reversed and remanded for further proceedings limited to affording Phillip an opportunity to rebut the tribal enrollment officer's authority.Termination of Parental Rights

Posture Phillip A.C. II appealed from a district court order vacating his adoption of Z.R.K. After the adoption was granted on written consents from the child's mother, Tarah K., and father, the Central Council of the Tlingit and Haida Indian Tribes of Alaska moved to intervene and invalidate the adoption for violations of the ICWA, and Tarah filed her own petition to vacate. The district court, finding the consents were not certified as required by 25 U.S.C. section 1913(a) and that Z.R.K. was a Native American child based on a tribal enrollment officer's affidavit, vacated the adoption. Phillip appealed, challenging the court's jurisdiction, the evidentiary basis for Z.R.K.'s Indian-child status, and the Council's standing.

Key holdings

- A tribal enrollment officer's affidavit is admissible to establish that a child is a Native American child subject to the ICWA, because a tribe's determination of membership or membership eligibility is conclusive. - Under the ICWA, a Native American tribe has independent standing - apart from the child's parents - to challenge a voluntary adoption proceeding that terminates parental rights. - An adoption qualifies as an action terminating parental rights for ICWA purposes because it terminates the parent-child relationship. - An ambiguous NRCP 41(a) voluntary dismissal referring to a single 'petitioner' applies only to the dismissing party, and in any event is ineffectual when filed after the court has heard and decided the merits. - A district court errs by vacating an adoption based on a tribal enrollment officer's affidavit without affording the adoptive parent an opportunity to rebut the officer's authority to attest to the child's tribal status.

Practitioner summary

The appeal presented issues of first impression under the Indian Child Welfare Act (ICWA), 25 U.S.C. sections 1901-1963, arising from a district court order vacating a voluntary adoption. The district court's factual findings stand if supported by substantial evidence; conclusions of law and statutory construction are reviewed de novo. 122 Nev. at 1290-91, 149 P.3d at 55-56. Jurisdiction. The court held the district court retained jurisdiction because substantial evidence supported the inference that the ambiguous NRCP 41(a) voluntary dismissal, which referenced a single 'petitioner,' applied only to Tarah's petition and not the Council's motion to intervene, given that Tarah filed a 'petition' while the Council filed a 'motion' and the Council continued to press its position. 122 Nev. at 1289-90, 149 P.3d at 55. As an independent ground, the dismissal was ineffectual as to both because, under reasoning drawn from Harvey Aluminum v. American Cyanamid Co., 203 F.2d 105 (2d Cir. 1953), it was filed after the court had held a hearing and decided the merits. Evidence of Indian-child status. Because tribal membership determinations are for the tribe and are conclusive, a tribal enrollment officer's affidavit is admissible to establish that a child is a Native American child subject to ICWA. 122 Nev. at 1291-92, 149 P.3d at 56-57 (citing 25 U.S.C. section 1903(4)). The enrollment officer's status implied authority to determine membership eligibility. Tribal standing. Applying the plain language of ICWA, the court held a tribe has independent standing - apart from a parent - to challenge a voluntary adoption that terminates parental rights. 122 Nev. at 1293-97, 149 P.3d at 57-60. Section 1911(c) grants the tribe a right to intervene in any state proceeding for termination of parental rights, an adoption qualifies because it terminates the parent-child relationship (section 1903(1)(ii)), and section 1914 authorizes the child, parent/custodian, or tribe to petition to invalidate an action violating sections 1911, 1912, or 1913 - each entity independently, consistent with Matter of Kreft. The court distinguished Navajo Nation v. Superior Court on the grounds that the Council relied on section 1914 rather than parens patriae, the consents here were found invalid under section 1913(a), and the Council's challenge was timely. Due process on remand. Although the affidavit was admissible, the court held the district court erred by vacating the adoption without allowing Phillip an opportunity to contest the enrollment officer's authority to speak for the Council. 122 Nev. at 1297-98, 149 P.3d at 60. The court reversed and remanded on that limited issue, noting that if Phillip cannot show the officer lacked authority, the findings that Z.R.K. is an Indian child and that the consents violated section 1913(a) are supported by substantial evidence.

In plain language

Phillip A.C. adopted a two-year-old girl, Z.R.K., the child of his former stepdaughter, Tarah. The adoption was supported by written consents from Tarah and the child's father giving up their parental rights. Soon after the adoption was granted, Tarah contacted the Central Council of the Tlingit and Haida Indian Tribes of Alaska, saying she had signed the consent under duress and had been deceived into missing the adoption hearing. Tarah is part Native American, and so is Z.R.K. The Tribe asked the court to undo the adoption, arguing it violated the federal Indian Child Welfare Act (ICWA), which requires special protections - including that a judge certify that a parent's consent was fully explained and understood. The consents here had not been properly certified. The district court ultimately vacated the adoption after the Tribe's enrollment officer submitted a sworn statement that Z.R.K. was eligible for tribal membership. Phillip appealed, raising three main arguments: that a voluntary dismissal notice had stripped the court of authority, that the enrollment officer's affidavit was not proper evidence of the child's tribal status, and that the Tribe had no standing to challenge the adoption on its own. The Nevada Supreme Court reached five conclusions. First, the court kept its authority because the ambiguous dismissal notice, which referred to a single 'petitioner,' applied only to Tarah, not the Tribe. Second, the dismissal was ineffective anyway because it was filed after the court had already heard and decided the merits. Third, a tribal enrollment officer's affidavit is admissible evidence that a child is a Native American child subject to ICWA, because tribes decide their own membership. Fourth, under ICWA a tribe has independent standing - separate from the parents - to challenge a voluntary adoption that terminates parental rights. Fifth, however, the district court erred by vacating the adoption without giving Phillip a chance to rebut the enrollment officer's authority. The court reversed and sent the case back solely to let Phillip present rebuttal evidence on that narrow point.

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